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Books on Compliance/Regulation

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1 Back Office and Beyond by Mervyn King Back Office and Beyond
A guide to procedures, settlements and risk in financial markets
by Mervyn King
Publisher: Harriman House
Published: 2003
Edition: 2nd
Format: Hb

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£36.30
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2 The International Treasurer's Handbook 2008 by Mike Henigan (Editor) The International Treasurer's Handbook 2008
by Mike Henigan (Editor)
Publisher: ACT Publications
Published: 2007
Format: Pb

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£125.00

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3 Mastering the ISDA Master Agreement (1992 and 2002) by Paul Harding Mastering the ISDA Master Agreement (1992 and 2002)
A Practical Guide for Negotiations
by Paul Harding
Publisher: FT Prentice Hall
Published: 2003
Edition: 2nd rev
Format: Pb

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£62.70
Normal Price £95.00
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4 Controls, Procedures and Risk by David Loader Controls, Procedures and Risk
by David Loader
Publisher: Butterworth-Heinemann
Published: 2002
Format: Pb

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£33.29
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5 Inside International Finance by Richard Roberts Inside International Finance
A Citizen's Guide to the World's Financial Markets, Institutions and Key Players
by Richard Roberts
Publisher: Orion Publishing Co
Published: 1999
Edition: 1st
Format: Pb

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£9.49
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6 Documentation for Loans, Assignments and Participations by Anthony Gooch,Linda Klein Documentation for Loans, Assignments and Participations
by Anthony Gooch and Linda Klein
Publisher: Euromoney Institutional Investor
Published: 1996
Edition: 2nd
Format: Pb

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£145.00

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7 Regulation and Compliance in Operations by David Loader Regulation and Compliance in Operations
Securities Institute and Global Capital Markets
by David Loader
Publisher: Butterworth-Heinemann
Published: 0000
Edition: 1st
Format: Pb

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£30.59
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8 The Handbook of Compliance by Andrew Newton The Handbook of Compliance
Making Ethics Work in Financial Services
by Andrew Newton
Publisher: Mind Into Matter/ Global Knowledge Solutions Ltd
Published: 2002
Format: Hb

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£35.00

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9 Documentation for Derivatives (pb), vol 2, 4th Edition by Anthony Gooch,Linda Klein Documentation for Derivatives (pb), vol 2, 4th Edition
Paper back edition
by Anthony Gooch and Linda Klein
Publisher: Euromoney Institutional Investor
Published: 2002
Edition: 4th
Format: Pb

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£110.00

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10 Money Laundering - Controls and Prevention by Rohan Bedi Money Laundering - Controls and Prevention
by Rohan Bedi
Publisher: ISI Publications
Published: 2004
Edition: 1st
Format: Hb

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£125.00

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11 A Practitioner's Guide To Takeovers and Mergers in the European Union A Practitioner's Guide To Takeovers and Mergers in the European Union
Publisher: City & Financial Publishing
Published: 2005
Edition: 4th
Format: Hb

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£130.00

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12 A Practitioner's Guide to International Money Laundering Law and Regulation by Andrew Clark and Peter Burrell A Practitioner's Guide to International Money Laundering Law and Regulation
by Andrew Clark and Peter Burrell
Publisher: City & Financial Publishing
Published: 2003
Edition: 1st
Format: Pb

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£130.00

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13 International GAAP 2007 International GAAP 2007
Publisher: Lexis Nexis Butterworths
Published: 2006
Format: Hb

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£109.95

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14 The Asia Treasurer's Handbook 2008 by Mike Henigan (Editor) The Asia Treasurer's Handbook 2008
An essential guide to international corporate treasury and banking in Asia
by Mike Henigan (Editor)
Publisher: ACT Publications
Published: 2007
Edition: 2nd
Format: Pb

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£50.00

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15 What is Sarbanes-Oxley? by Guy P. Lander What is Sarbanes-Oxley?
by Guy P. Lander
Publisher: McGraw-Hill Professional
Published: 2004
Edition: 1st
Format: Pb

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£6.79
Normal Price £7.99
You save £1.20 (15%)

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16 Zurich Retirement Planning Handbook by David Bertram Zurich Retirement Planning Handbook
by David Bertram
Publisher: FT Prentice Hall
Published: 2001
Edition: 8th
Format: Hb

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£27.19
Normal Price £31.99
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17 Economic Capital Allocation with Basel II by Dimitris Chorafas Economic Capital Allocation with Basel II
Cost, Benefit and Implementation Procedures
by Dimitris Chorafas
Publisher: Butterworth-Heinemann
Published: 2004
Edition: 1st
Format: Hb

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£38.69
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18 What is an Exchange? by Ruben Lee What is an Exchange?
The Automation, Management and Regulation of Financial Markets
by Ruben Lee
Publisher: Oxford University Press
Published: 2000
Edition: 1st
Format: Pb

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£35.00

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19 Law Relating to Financial Services, 6th Edition by Graham Roberts Law Relating to Financial Services, 6th Edition
by Graham Roberts
Publisher: Financial World Publishing
Published: 2005
Edition: 6th
Format: Pb

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£40.00

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20 The Hedge Fund Compliance and Risk Management Guide by Armelle Guizot The Hedge Fund Compliance and Risk Management Guide
by Armelle Guizot
Publisher: John Wiley & Sons
Published: 2006
Edition: 1st
Format: Hb

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£55.25
Normal Price £65.00
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21 A Practitioner's Guide to the Basel Accord by John Tattersall A Practitioner's Guide to the Basel Accord
by John Tattersall
Publisher: City & Financial Publishing
Published: 2005
Edition: 1st
Format: Pb

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£85.00

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22 Trade Finance Risk: Documentary Fraud and Money Laundering by Howard Palmer Trade Finance Risk: Documentary Fraud and Money Laundering
by Howard Palmer
Publisher: Euromoney Institutional Investor
Published: 2000
Edition: 1st
Format: Pb

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£145.00

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23 International Insurance Regulation by Clifford Chance International Insurance Regulation
Current and Proposed Regulation Explained
by Clifford Chance
Publisher: Reactions Publishing Group
Published: 2002
Edition: 1st
Format: Pb

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£250.00

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24 Valuing a Bank Under IAS/IFRS and Basel II by Waymond A Grier Valuing a Bank Under IAS/IFRS and Basel II
by Waymond A Grier
Publisher: Euromoney Self Study Solutions
Published: 2005
Edition: 1st
Format: Workbook

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£180.00

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25 Financial Promotion - A Practitioner's Guide by Tamasin Little Financial Promotion - A Practitioner's Guide
by Tamasin Little
Publisher: City & Financial Publishing
Published: 2004
Edition: 1st
Format: Pb

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£75.00

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26 A Practitioner's Guide to Full Fair Value Accounting of Financial Instruments by Veronica Poole A Practitioner's Guide to Full Fair Value Accounting of Financial Instruments
by Veronica Poole
Publisher: City & Financial Publishing
Published: 2001
Edition: 1st
Format: Pb

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£55.00

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27 Combating Money Laundering and Terrorist Financing Combating Money Laundering and Terrorist Financing
A Model of Best Practice for the Financial Sector, the Professions and other Designated Businesses
Publisher: Commonwealth Secretariat
Published: 2006
Edition: 2nd
Format: Pb

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£20.00

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28 Executive Roadmap to Fraud Prevention and Internal Controls by Martin T. Biegelman,Joel T. Bartow Executive Roadmap to Fraud Prevention and Internal Controls
Creating a Culture of Compliance
by Martin T. Biegelman and Joel T. Bartow
Publisher: John Wiley & Sons
Published: 2006
Edition: 1st
Format: Hb

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£22.09
Normal Price £25.99
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29 A Practitioner's Guide to Inside Information by Johnathan Marsh,Brian McDonnell A Practitioner's Guide to Inside Information
by Johnathan Marsh and Brian McDonnell
Publisher: City & Financial Publishing
Published: 2006
Edition: 1st
Format: Pb

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£85.00

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30 Lingard: Bank Security Documents Fourth edition by Timothy Parsons Lingard: Bank Security Documents Fourth edition
by Timothy Parsons
Publisher: Lexis Nexis Butterworths
Published: 2006
Edition: 4th
Format: CD-Rom + pb

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£201.65

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