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- Product code: 9189
- ISBN: 9627762326,
ISBN13: 9789627762324,
190 pages, paperback
Published by ISI Publications on 1998
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Description of The Capital Guide to Custodial Services in Asia |
This Capital Guide, sponsored by the Bank of Bermuda, is an indispensable source of information for regional as well as global custodians, and will be compulsory reading for those seeking to use custodians in Asia. The Guide includes detailed information on custodial services in 15 core Asian markets, including Australia, Hong Kong, India, Korea, Malaysia, the PRC, Singapore, Taiwan and Thailand.
Each chapter details:
the regulatory structures governing the provision of custodial services
analysis of specific services on offer
procedures and rules on central clearing systems
regulations affecting foreign firms and investors.
In addition to the detailed text, each chapter concludes with a datasheet summarising the key information on registration, trading, clearing and settlement, commissions, and fees and duties.
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Contents of The Capital Guide to Custodial Services in Asia |
AUSTRALIA
John Stumbles, Mallesons Stephen Jaques, Sydney
A. Introduction
B. Laws, Regulations and General Duties
C. Safekeeping
D. Specific Provisions Relating to Custodians' Activities
E. Depository systems
F. Loans and Security
G. Securities Lending
H. Proxy Services
I. Nominee Services
J. Reporting Obligations
K. Conclusion
HONG KONG
David Mullarkey and Susan Gordon, Linklaters & Paines, Hong Kong
A. Introduction
B. Licensing and Regulation
C. Legislation and Regulations Governing the Provision of Custodial Services
D. Regulation of the Main Duties of Custodians
E. Central Clearing and Settlement System
F. Foreign Firms and Foreign Investors
INDIA
Zia Mody, Chambers of Zia Mody, Bombay, and Pratap Amin, Wilde Sapte, London
A. Introduction
B. Legislation and other Regulations
C. Transfer of Securities
D. Custodians' Activities
E. Regulation of Custodians
F. Central Depositary System
G. Foreign Firms and Foreign Investors
H. Conclusion
INDONESIA
Gary W. Christian, CS Consultants, Jakarta
A. Laws and Regulations
B. Operational Requirements for Custodians
C. Central Depository System
D. Foreign Firms and Foreign Investors
JAPAN
Masahiro Shimojo and Kei Ito, Nishimura & Partners, Tokyo
A. Introduction
B. Legislation and Regulations Governing the Provision of Custodial Services
C. Central Clearing Systems
D. Foreign Firms and Foreign Investors
KOREA
Joon Park and Young Man Huh, Kim & Chang, Seoul
A. Introduction
B. Laws and Regulations
C. Specific Provisions Relating to Custodians' Activities
D. Regulatory Bodies
E. The Licensing of Custodians
F. Initial or Continuing Requirements Imposed on Custodians
G. Central Depository System
H. Foreign Firms and Foreign Investors
MALAYSIA
Steffani Lee-Teng Yap, Chooi & Company, Kuala Lumpur
A. Introduction
B. Laws and Regulations Governing Custodians
C. Regulation of the Main Services of Custodians
D. Clearance and Settlement of Trades
E. Reporting, Initial and Continuing Requirements
F. Foreign Companies
NEW ZEALAND
Jeremy Steel and Graeme Smaill, Bell Gully Buddle Weir, Wellington
A. Introduction
B. Legislation and Regulations Governing the Provision of Custodial Services
C. Regulatory Bodies Responsible for the Implementation of the Laws and Regulations Relating to Custodial Services
D. Licensing of Custodians
E. Initial or Continuing Requirements imposed on Custodians
F. Central Depository Systems and other Central Custodial Arrangements
G. Foreign Firms and Foreign Investors
PAKISTAN
Kairas Kabraji, Kabraji & Talibuddin, Karachi
A. Legislation and Regulations Governing the Provision of Custodial Services
B. Central Depositary System and Other Central Custodial Arrangements
C. Foreign Firms and Foreign Investors
PHILIPPINES
Angelito C. Imperio and Jose Ma. G. Hofilea, SyCip Salazar Hernandez & Gatmaitan, Manila
A. Legislation and Regulations
B. Custodians in the Philippines
C. Licensing Requirement
D. Central Depository System
E. Foreign Firms and Foreign Investors
PRC
Valerie McFarlane, The International Securities Consultancy, Hong Kong
A. Introduction
B. Types of Shares
C. Regulations
D. Domestic Trading Markets
E. Settlement of A Shares
F. Trading and Settlement of B Shares
SINGAPORE
Choo Wai Hong and Kala Anandarajah, Allen & Gledhill, Singapore
A. Introduction
B. Laws and Regulations
C. Regulatory Bodies
D. Licensing of Custodians
E. Initial and On-going Capital Requirements
F. Registration of Senior Staff
G. Regulation and Contractual Arrangement
H. Central Depository System
I. Foreign Firms and Foreign Investors
SRI LANKA
R. Senathi Rajah and J. Kumaraguru, Julius & Creasy, Colombo
A. Introduction
B. Legislation and Regulations Governing Custodial Services
C.The Central Depository System
D. Foreign Firms and Foreign Investors
E. Recovery of Assets
F. Conclusion
TAIWAN
Thomas H. McGowan, Russin & Vecchi, Taipei
A. Introduction
B. Legislation and Regulations
C. Central Depository
D. Foreign Firms and Foreign Investors
E. Conclusion
THAILAND
Orapin Sreesangkom and Tim Grayson,
International Legal Counsellors Thailand Limited, Bangkok
A. Introduction
B. Laws and Regulations Governing the Provision of Custodial Services
C. Central Depository Systems
D. Foreign Firms and Foreign Investors
CONTACTS
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