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A Practitioner's Guide to Financial Promotion by Tamasin Little,Adam Samuel
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A Practitioner's Guide to Financial Promotion [Paperback]

by Tamasin Little and Adam Samuel

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Description of A Practitioner's Guide to Financial Promotion

Financial Promotion - a Practitioner's Guide brings together and explains all the key issues and areas of concern to practitioners. In addition to looking at the FSA's regulation of the area it includes coverage of some of the other relevant applicable laws and nonstatutory codes such as the Advertising Standards Authority Code, as well as e-commerce and cross-border considerations, making it the most comprehensive source available. It also identifies important changes proposed at both the UK and the EU level to help firms prepare for future developments.

Title Information

ISBN:
9781905121229
Format:
Paperback
Product Code:
265814
Publisher:
City & Financial Publishing
Published:
31/10/2013
Edition:
2nd Revised edition

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Contents of A Practitioner's Guide to Financial Promotion

Introduction
Jargon
Exemptions
Jurisdictional Reach
FSA Rules
Internet and Electronic Media, E Commerce and Distance Marketing
Packaged Products
Funds - Regulated and Unregulated
Derivatives, Warrants and Structured Capital at Risk Products
Banking, Mortgages and E-money
Insurance and Pensions
Corporate Finance, Venture Capital, Private Equity
Meaning
Consequence of Breach
Other laws and Requirements




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