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Due for publication on 1 Mar 2009 - can be pre-ordered
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Description of A Practitioner's Guide to Financial Promotion, 2nd Edition |
Financial Promotion - a Practitioner's Guide brings together and explains all the key issues and areas of concern to practitioners. In addition to looking at the FSA's regulation of the area it includes coverage of some of the other relevant applicable laws and nonstatutory codes such as the Advertising Standards Authority Code, as well as e-commerce and cross-border considerations, making it the most comprehensive source available. It also identifies important changes proposed at both the UK and the EU level to help firms prepare for future developments.
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Contents of A Practitioner's Guide to Financial Promotion, 2nd Edition |
Introduction
Jargon
Exemptions
Jurisdictional Reach
FSA Rules
Internet and Electronic Media, E Commerce and Distance Marketing
Packaged Products
Funds - Regulated and Unregulated
Derivatives, Warrants and Structured Capital at Risk Products
Banking, Mortgages and E-money
Insurance and Pensions
Corporate Finance, Venture Capital, Private Equity
Meaning
Consequence of Breach
Other laws and Requirements
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